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Toward a Neurophysiological Understanding of Manual Therapy Neuro-Manual Therapy
Wednesday, July 02, 2003 - Gregory T. Lawton, D.N., D.C.


Historically, several systems of manual therapy have attempted to define themselves as neurophysiological systems of health care, or manual therapeutic approaches to neurological homeostatsis. These systems have included chiropractic (Palmer) and naprapathy (Smith), and also include several categories of massage therapy including PNF, NMT, and what is generally described as medical massage. Also included in the list of manual therapies that can be considered to facilitate neurophysiological responses in the human body would be the varied techniques of acupuncture and acupressure. This article attempts to explain the common neurological mechanisms that are shared by the various systems of manual therapy, the mechanisms by which they work, the similarities between these systems, and the unifying physiological principles that explain why manual therapies effect significant neurological changes in the body. For the purposes of this article manual therapy is defined as a hands on therapy, whether massage or manipulation, or any therapy that primarily has as its mode of effect direct stimulation of the skin, and it’s biological sensors, components of the peripheral nervous system associated with the soft and connective tissue structures of the body, including acupuncture and hydrotherapy.

Education in the manual and massage therapies commonly begins and ends with muscles, tendons, and bones, and in most cases does not venture much beyond these anatomical area’s. The study of the central and peripheral nervous system including mechanoreceptors, nerve endings, nerve roots, branches, and trunks, the spinal cord and the brain and its component parts is not a standard component of general massage education. However, as manual and massage therapy develop into more advanced medical massage and medical manual therapy, a foundational knowledge of the central and peripheral nervous system is essential.

Unfortunately, manual and massage therapy’s have been collectively labeled as “unscientific”, in part because of fanciful claims and erroneous conclusions made by early proponents and practitioners, and additionally because of a lack of understanding of the neurological mechanisms by which these manual systems effect physiological change in the human body. This has also resulted from a general lack of interest on the part of the medical and scientific community to investigate the relationship between medical massage therapy and therapeutic responses in the body. Additionally, there has also been a lack of creative imagination on the part of the scientific community in both comprehending the relationship between contemporary scientific discoveries in neurology, massage, and manual therapy, and in applying these discoveries to manual therapy methodologies, techniques, and protocols.

Substantial research has been concluded and categorized that relates the physiological function of the peripheral and central nervous systems to the techniques of massage and manual therapy. This research includes investigations into the effects of manual therapy on peripheral neurobiological sensors in connective tissue, mechanoreceptors, and proprioceptive responses reported by mechanoreceptors and mediated and controlled by the brain. Older models of understanding that attempt to define manual and massage therapy as strictly a “muscle and joint” art of compression and manipulation are outdated concepts that only impede our full understanding of the far more physiological and neurological global effects of manual and massage therapy and serve only to retard the advancement of these therapies as equal and valid medical practices.

It has been necessary for contemporary medicine (allopathic) to denigrate and to categorize manual therapy as unscientific and as a primitive and simplistic method of therapy and to relegate manual therapy to the fringes of health care. This has been necessary because medicine has needed a scapegoat by which to compare and elevate it’s self, and because of medicines investment in surgery and chemotherapies. However, a health care system that claims to be based on the principles of scientific research should understand that eventually that same science and research will lead to a complete understanding of the important mechanisms of manual therapy and its effect on human physiology.

Research related to the brain has spanned centuries but contemporary neuroscience has had a variety of highly effective methods by which to study the brain. These research techniques have include the ECG and brain mapping techniques, as well as X-ray Computed Tomography (XCT), Magnetic Resonance Imaging (MRI), and Positron Emission Tomography (PET). With these tools it is now possible to observe minute brain function and activity, even on the molecular level. For example, PET and functional MRI now allow us to monitor brain activity by observing the brains metabolism as it absorbs oxygen and glucose, a measurement of brain activity.

This imaging power has opened wide the doors of brain related research and “accidentally” allowed investigations into unintentional areas of research, including the effects of manual therapy on neurological and humoral functions in the brain and nervous system. Research in the fields of acupuncture, exercise, and manual therapy techniques related to endorphin release suggested that these stimuli facilitated activity in the cortex of the brain and the humoral functions of the hypothalamus and pituitary glands. It can now be stated as fact that manual therapy stimulates brain cortical activities, which in turn activates other brain centers from the upper to the lower (deepest) levels of brain function, including the more survival related brain areas that control essential life maintaining physiological functions.

As far back as the early 1900’s neuroscience has understood the concept of cortical localization in the brain and various activities of the body such as seeing, hearing, and feeling sensation. In the 1920’s and 1930’s Penfield and associates described these relationships and created a map called the homunculus. You probably saw this brain map in a high school science book. (The funny little man laid across the top of the brain?) Cortical localization is an important concept for manual therapists because it leads to an understanding of the relationship of intentional manual therapy, transmission of impulses via the peripheral nervous system to the central nervous system, and initiation of cortical responses. Cortical stimulation is the stepping stone to the initiation of other activities and responses in the brain including humoral functions of the hypothalamus.

The neuroanatomy and neurophysiology of the brain is a complex and difficult subject, and understanding the mechanisms by which the brain monitors and mediates the body and its functions is equally complex and difficult. As previously mentioned, neuroanatomy and neurophysiology are relatively new subjects for the manual or massage therapist. Much of what is currently taught in massage schools and massage textbooks that is related to the peripheral and central nervous system is incorrect, including popular concepts describing proprioceptors, the golgi tendon organ, and stretch receptor function and peripheral control over muscle/tendon tension. The so called “tendon reflexes” or “reflex mechanisms of massage”. The information provided in popular massage textbooks, massage articles, and approaches to therapy such as PNF, CMT, and NMT are based on erroneous and incorrect theories of nervous system behavior. Other popular and commonly practiced massage techniques including massage trigger point theory and myofascial release are equally inaccurate understandings of the function of the peripheral and central nervous systems functions and activities.

These erroneous non physiological “reflexes” are based on old models of understanding that date as far back in the history of scientific research as 70 years ago! This model of understanding, which is still dogmatically taught to massage therapists, is a simplistic theoretical model which has been left behind by contemporary research and largely discredited as artifacts of improper research technique. PNF, golgi tendon organ, and stretch receptor theory are erroneous because it is the brain and the central nervous system, not peripheral mechanoreceptors that controls connective tissue responses. The receptors just report the information, the brain determines, based on the totally of the “experience” what signals to send that will mediate function and reaction. PNF activities are so limited in time and brain learning experience that they have little or no effect in “reprogramming” neurological activity, and the “therapeutic” movements are most likely just viewed by the brain as “background noise”. Golgi tendon and stretch receptor theories do not explain how we are able to lift a very heavy weight, or hang from a cliff by our finger tips without the GTO’s and stretch receptors causing a relaxation in the working muscles and joint that would cause a loss of control. Or how professional athletes keep on pushing the boundaries of human endeavor without “interference” from the “tendon reflexes”. Excessively deep tissue technique that provokes pain and tissue damage stimulates the pain receptors in the tissue and has been found by Melzack and Wall to both increase patient pain and to retard patient recovery. Therapists that practice these deep tissue, pain provoking techniques, including myofasical release, typically pride themselves on the pain that they provoke and view the negative symptoms of pain, nausea, sweating, dizziness, hypotension, and disorientation as a positive clinical result, when in fact these symptoms are evidence that the therapist is simply making the patient sicker, by stimulating a supra segmental sympathetic nervous system response.

According to the stretch receptor theory if I stub my toe on the way to the bathroom (suddenly stretching the quadriceps) a reflex reaction will occur that would contract the overstretched muscles, resulting in the leg kicking forward. In other words driving my toe further into the object that I tripped over! Does this actually happen in real life? No, and it doesn’t because the cortex of the brain which “knows” and “understands” the totality of what just occurred won’t let it happen. What about when you are rock climbing or power lifting, or any of hundreds of high performance activities that are performed by professional and recreational athletes? Just when you need maximum muscle contraction, do the bodies stretch receptors and golgi tendon organs let you down? Not in real life. These reflexes are just reporting mechanisms and are not controlling mechanisms. The control occurs in the CNS. In other words, the conclusions that massage therapists have come to that have led to the development of massage theories, techniques and systems of massage are based on non physiological understandings of muscle and tendon function. They don’t actually happen, the techniques based on them don’t actually work, nor can they be considered medical massage therapy.

The author has been teaching and writing about these issues since 1980 and this is the sixth recently published article that this author has written on this topic alone. Articles supporting the reflex theories and non physiological massage techniques continue to appear in massage textbooks and periodicals as the writers continue to parrot the old theories and dogmatic approaches to massage. Why does this situation and material persist? Largely because the authors and teachers of these theories and techniques themselves do not understand the real and actual physiological processes of the body related to neuromuscular responses, and have failed to read and to comprehend the more contemporary literature on the subject. As one of my teachers said to me” You cannot teach what you do not know, and you cannot give a gift that you do not possess.”

There is “wisdom” within the body and there is also an organized system of function. This system includes two mechanisms that sense whether a stimulus or event is good or bad for the body. Good stimulation proceeds from the peripheral biological sensors to the cortex of the brain and results in a cascade of “rewarding” events. Bad stimulus is part of our early warning system and will precipitate the “punishment” phase of our experience, pain or a perception of discomfort. This is a simple principle, but some therapists misunderstand the purpose of this protective mechanism and attempt to provoke negative stimulation via manual techniques. They are in effect working against the protective, survival, and homeostatic mechanisms of the body. The body is always working against time and change to maintain homeostasis, eventually it will lose the struggle (death). In the time in between, the role of the therapist is to assist the natural homeostatic processes of the body. What heals the body best, is what copies the natural self regulating mechanisms of the body itself, and not what stresses it further away from its balanced state.

Manual and massage therapists have been searching for explanations regarding how the effects that they see occurring in their patients have happened. It is understandable that this search for meaning would lead to theories and ideas regarding the nervous system. It is, however, important that this search for knowledge regarding how the body and brain function are based on real physiological and neurological function and not on outdated or erroneous concepts and theories. This is important in manual therapy because our understanding of theories and concepts get translated into technique and treatment protocol. These concepts are taught in schools and learned and practiced by successive generations of therapists and become part of accepted massage “therapy”. These techniques are practiced on thousands of patients with either poor or no clinical response or treatment outcomes, and this fact raises serious ethical concerns. Some of the techniques sited here are currently being included in definitions of medical massage by individuals who want to see there pet techniques or training programs promoted in this manner. Medical massage is based on research and the application of research based technique, not on popular opinion regarding the inclusion of non physiological techniques as medical massage. All massage therapy will facilitate certain general physiological responses that involve homeostasis. Medical massage, however, has a higher standard than just general physiological results. Medical massage aims for specific measurable clinical outcomes that address the chief complaint of the patient being treated.

As we move towards a better understanding of how manual and massage therapies cause change in the body and its systems, such as the nervous system, we are building a foundation of science, based on research, and refining our techniques into an effective methodology of treatment and manual health care. The vast accumulation of scientific research regarding the effects on the brain, and in turn the body, that results from manual stimulation via direct manual and massage techniques, therapeutic stretching, range of motion activities, ancillary therapeutic modalities, and related systems such as acupuncture all provide the contemporary manual therapist with the honest tools needed to both explain to the skeptics the validity of manual medicine, but also assist in the advancement of manual therapy as an accepted health care modality for the treatment of a variety of disorders and diseases both directly related to the musculo skeletal system, but also to more global and universal physical and organic disorders and diseases that are affected by neurohumoralbiophysiological responses mediated by the central nervous system, upon which manual therapy can claim a direct and significant effect.

Acupuncture built its original scientific reputation on research into studies related to beta endorphin release and the gate theory of pain. Because acupuncturists were able, early on, to establish a research foundation and scientific validity for their techniques acupuncture rapidly became legalized and accepted by the scientific community. Members of the acupuncture community were also able to present their research results intelligently to the medical community. Manual therapy has not been as effective in achieving this for several reasons. Some members of the manual therapy community have been resistant to research and advancement in education and training, and in a number of cases they are openly hostile to the medical community. Additionally, many massage theories and systems of therapy are anti scientific and are blatantly based on non physiological, fringe or metaphysical concepts and ideas.

Research is research, and the findings that it results in can often be transferred from one manual modality to another, from one subject to another, or from one field to another. A research discovery relating to one manual therapy technique, or the mechanisms by which a technique stimulates a response in the body, may be strongly suggestive of now another manual therapy technique, that is similar in its stimulatory effects, may work on the body’s physiology. Science often does this in reverse, that is Dr. Hans Selye and subsequent researchers have described how stressors affect the body in what has been called by Selye, the General Adaptation Syndrome. So we know that the body responds in certain well observed general ways to the pressures of stress, we know how the nervous system responds, what hormones are released, and the effects of all of this on cells, tissue, organs, and systems of the body. Manual therapy has similar global effects on the body.

We could use two analogies that explain and substantiate manual therapy effects on the central nervous system, breastfeeding and sexual activity. Both of these activities begin with tactile stimulation of a part of the body innervated with sensory and motor nerves. In the analogy of breastfeeding, the infant’s initiation of tactile contact with the nipple and the suckling response results in many complex neurological/humoral responses. The tactile sensation results in transmission of impulses from the breast to the higher brain via the spinothalamic tract. The higher brain communicates through the limbic areas, the prefrontal cortex, and finally the hypothalamus that in turn communicates with the posterior pituitary gland (neurohyposhysis) resulting in a release of oxytocin and prolactin from the anterior pituitary gland (adenohypophysis). These two hormones arrive at the breast via blood circulation and the oxytocin initiates the milk secretion.

This analogy demonstrates the effects of the tactile stimulation of an area on the body with a profound and highly complex physiological response occurring as a result of this stimulation. In this analogy we see effects on the central nervous system, hormonal responses, and circulation. Manual therapy can be postulated to have similar mechanisms of action and effects, and these effects are mediated via similar neuro/humoral activities in the brain, from the cortex to the mid brain and lower brain. The resulting effects of manual stimulation can affect the body’s physiology in a manner similar to this breast feeding analogy, as profoundly, and can be said to facilitate two physiological responses, one specific to the stimulation and the other a more global and homeosomatic response on body function. The second analogy related to human sexual responses also demonstrates the effect of direct manual stimulation on areas or regions of the body with tactile contact and the significant changes in brain activity, neurological, hormonal, and circulatory function. In other words, tactile stimulation has very beneficial effects on body activity and response.

Homeosomatic responses reflect homeostasis or a balance of physiological function within the central systems of the body such as, nervous, endocrine, respiratory, circulatory, and digestive. Cannon, Selye, and Benson presented these “balancing” responses as homeostatis, or the relaxation response. The use of non specific terminology to describe a complex physiological activity in the body, does not mean that the activity is unimportant or trivial. The documented effects of manual therapy reveal that it is a therapeutic stimulus for both general and specific physiological changes in the body. Manual therapies all share a common field of stimulus, the human skin and connective tissue, and these organs have been shown in studies done by A. Montagu and T. Fields to be essential to the early preservation and promotion of human life itself.

The above discussion reviews the established mechanisms by which manual therapies share certain physiological effects. Other studies regarding manual therapy have looked at pain mechanisms such as mechanoreceptor stimulation, and endorphin release. These are not the only mechanisms by which manual therapy affects body physiology specifically and globally. Nor is the effect of manual therapy limited to the musculo skeletal and connective tissue systems since it is known to effect circulatory, endocrine, and the immune functions as well. The last 3 to 4 decades at have greatly added to our knowledge of how traditional manual therapy affects the body’s physiological function. Some of the early work involved theories regarding mechanisms of pain such as the “gate theory” of Melzack and Wall. The work of Pomeranz introduced the hypothesis that the higher brain was involved in mechanisms of pain control, and that pain was mediated via multi directional and multi sectional components of the brain, and not localized to one area of the brain. The work of researchers such as Cho et al. using acupuncture stimulation (which in other studies has been shown to stimulate peripheral mechanoreceptors as manual tactile pressure does) as a facilitating vector have demonstrated plausibility for involvement of a neural circuit passing through the higher brain, including the sensory cortex – multi modal association cortex – amygdala – prefrontal cortex – amydala – and hypothalamus. It is within these neurological structures that the facilitation of endocrine, autonomic and physiological mechanisms for the establishment of homeostasis occurs. It can be concluded that manual stimulation which is initiated in tissues innervated with mechanoreceptors (almost everywhere) will travel along peripheral sensory nerves and up the ascending tracts of the spinal cord to the neuro cortex where, depending on the type of stimulus and the source of the stimulus, and the patients perception of the stimulus, the brain will direct a cascade of events that will involve basic physiological homeostatsis, survival mechanisms (amygdala), the balance of humoral and autonomic functions, immunological modulation, and the control of neurochemicals elaborated by both nervous and endocrine tissues and glands.

Current imaging tools such as the CAT, MRI, and PET scanning systems allow a deeper penetration of what used to be the “mysteries” of manual therapies effect on the human body. Current research has both invalidated past theories related to popular massage systems, while at the same time establishing a foundational understanding of both the specific and global effects of manual therapies. This research demystifies our understanding of how these therapies work and how the manual therapist can more effectively apply manual therapy technique in the treatment of injury and disease. While many past and present massage techniques and systems are based on the popular and highly subjective opinions of personalities within the massage, manual therapy or acupuncture communities, research makes most of these approaches moot. By gaining a better understanding of how manual technique and tactile stimulation affect the body both regionally and globally we can refine our technique and treatment methods and advance both the art and science of manual therapy. However, the massage community at large, at this time, remains uninformed and misdirected regarding the research and its importance to their profession and therapy. Massage practices that provoke pain rather than inhibit it, that promote our attempt to facilitate non physiological responses in the body, or that approach therapy with the idea that muscles need to be stimulated in a specific predetermined sequence, all miss the point. The human organism has certain universal physiological responses that are stimulated via the communication pathways inherently engineered into the body, and the therapy that “speaks the same language” as this communication system, by applying the appropriate biological “signal”, will facilitate the corrective and restorative mechanisms that are “wired” into the nervous system and that once processed by the higher brain will result in the correct neurological or biochemical response by the body.

If you would like to conduct your own investigation on the information and concepts presented in this article read Eyal Lederman’s book, Fundamentals of Manual Therapy, pages 97 and 98, as well as the rest of his book. Additionally, for the latest muscle physiological research look at biomechanics and muscle architecture research at Stanford or conduct an internet search with the key words “muscle physiology”, “muscle architecture”, or “biomechanics research”.

The author of this article may be contacted through the American Medical Massage Association website at www.americanmedicalmassage.com

References:

Fundamentals of Manual Therapy, Lederman E., Churchill Livingstone (1997)
Fundamentals of Medical Massage Therapy, Lawton G., American Health Source (1980) Current Edition 2002
Textbook of Pain, Melzack R. and Wall, P., 4th Edition, Churchill Livingstone
Medical Acupuncture, A Western Scientific Approach, Filshie J., White A., Churchill Livingstone (1998)
Neuro-Acupuncture, Cho Z.H., Wong E.K., Fallon J., Q-puncture (2001)

 
 

 

 

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